SM-ECO-10060 · Member

AE-ECO-10060ae-eco-10060.org

SM-ECO-10060 defines the jurisdiction binding of a signed capital-product record and the market chapter from which that binding is published. Each chapter preserves the market's duties, authorities, sources, dates, conditions and exact section versions, with the producing node's signature. The jurisdiction namespace maps explicitly to the market value carried in the receipt. Member pages, node pages and specialised readouts derive from the same immutable chapter; ACM rule revisions point to the chapter evidence that produced them. SM-ECO makes the market context recoverable across the family while keeping separate the responsibilities of sourced content, clearance, orderability, venue reference and proof of the read.

United Arab Emirates · AE-ECO-10060 · Member · United Arab Emirates under SM-ECO-10060

Allooloo node	`ae-cm-kg` · Azure region UAE North · records served from Dubai
Record door	https://mcp.ae-cm-kg.ai/mcp Agent Card: https://agent.ae-cm-kg.ai/.well-known/agent-card.json
Exchanges on the record	XDFM · DIFX · XADS
Orderability door	https://mcp.ae-cm-kg.ai/mcp get_orderability (AIO-10060)
Receipts door	mcp.rco-records.ai/mcp (RCO-10060 · Record of Cleared Orders)
Example record	https://mcp.ae-cm-kg.ai/record/XDFM/AEE000301011
Market duty page	ae-eco.ai
Market issuer page	https://ae-issuer.ai/

Appendix A · ECO market section

ECO · ae.eco.v6 · supersedes ae.eco.v5 · produced 2026-11-04T00:13:17Z · signed on the node door

The catalogue starts from identifying the duty, obtaining the relevant facts, recognising constraints, supporting an action and preserving evidence. It retains the current page's sourceable information and extends the chapter beyond the page. Each regime is scoped to the instruments, actors and activities its evidence applies to. No tax or settlement value is treated as universal to a market.

`jurisdiction_scope`Territory, regime boundaries and cross-border applicability	not found
`competent_authorities`Regulators, competent authorities and allocation of responsibility	Capital Market Authority (CMA), formerly the Securities and Commodities Authority (SCA) source https://www.uaecma.gov.ae/en/home.aspx · dated not found
`duty_map`Applicable product-governance and suitability duties by activity and actor	duty SCA (now CMA) suitability — Rulebook (Manual of the Financial Activities, Chairman Resolution No. 13/Chairman of 2021), Section Three, Ch. 2, Art. 8 (onshore); DFSA Rulebook COB 3.4 Suitability (DIFC) source https://legislation.uaecma.gov.ae/en/article-8-meeting-clients-suitability-and-appropriateness-standards · dated not found
`regulated_activities`Activities requiring authorisation and their scope	activity Advising on Financial Products or Credit activity Arranging Credit or Deals in Investments activity Arranging Custody source https://www.dfsa.ae/application/files/2915/8554/6898/MASClearsightLimited_4.pdf · dated 2020-03-30
`participant_categories`Issuer, intermediary, investor and client categories	not found
`issuer_and_listing_scope`Domicile, listing and issuer-status distinctions	not found
`exchanges_and_venues`Venue identities linked to AMP records	name Dubai Financial Market PJSC (DFM) listings_page https://www.dfm.ae/the-exchange/news-disclosures/disclosures name Abu Dhabi Securities Exchange (ADX) listings_page not found source https://www.dfm.ae/ · dated not found
`information_stores`Authoritative regulated-information repositories	DFM Disclosures page (price-sensitive information such as quarterly/annual financial statements); ADX equivalent not retrievable source https://www.dfm.ae/the-exchange/news-disclosures/disclosures · dated not found
`store_lookup`Documented lookup methods and identifier requirements	DFM Disclosures page - filter by Type, 'Select Companies', date range, keyword source https://www.dfm.ae/the-exchange/news-disclosures/disclosures · dated not found
`periodic_reporting`Periodic duties, deadlines, triggering events and exceptions	report DFM Local Company: interim (unaudited but reviewed) quarterly financial statements deadline within forty-five (45) days from the end of the quarter report DFM Local Company: summary of preliminary year-end financial statements (unaudited, not reviewed) deadline within forty-five (45) days of the end of the financial year report DFM Local Company: board report incl. audited year-end financial statements and external auditor's report deadline within ninety (90) days of the end of its financial year report ADX Local Company (Art. 9): integrated annual report (board report, audited financial statements, auditor's report, sustainability and governance reports) deadline within (90) days of the end of its fiscal year, or, at least, ten days before the convening of its general assembly, whichever comes first report ADX Local Company (Art. 9): comparative quarterly report with financial statements audited by its auditor deadline within (45) days of the end date of the relevant quarter report ADX Local Company (Art. 9): summary of final accounts (preliminary, unaudited nor reviewed) deadline within (45) days of the end of the fiscal year source https://assets.dfm.ae/docs/default-source/market-rules/dfm-listing-rules-module-english.pdf?sfvrsn=82811f81_10 · dated not found
`ad_hoc_disclosure`Event-driven and inside-information disclosure obligations	market ADX obligation Information, reports and decisions that may affect the price of its securities, e.g. disasters, fires, mergers, issuance of new securities or suspension of one of the production lines timing as soon as the company becomes aware of this information or as soon as the relevant reports and decisions are issued market ADX obligation Large transactions constituting (5%) or more of the Company's assets timing as soon as they occur market ADX obligation Change to the board of directors and executive management timing as soon as the change occurs market DFM obligation Information and reports specified in the Listing Rules timing immediately following the occurrence of the event, save where an alternative timeframe is stipulated market DFM obligation Inside Information published in a manner that enables complete, correct and timely assessment by the public; not combined with marketing of activities source https://www.adx.ae/-/media/adx/related-documents/market-rules/adx-rules-book-english.pdf · dated 2025-01-16
`filing_formats`Required formats, validation requirements and document types	requirement The Market may request an Issuer to provide information and reports through the electronic systems determined by the Market. market DFM source https://assets.dfm.ae/docs/default-source/market-rules/dfm-listing-rules-module-english.pdf?sfvrsn=82811f81_10 · dated 2025
`filing_languages`Required or accepted languages and translation conditions	DFM: information and reports in Arabic unless the Market directs or permits otherwise (Rule 1.10(e)(ii)). ADX rules refer to announcements in Arabic and English and notices in newspapers with at least one in Arabic; no single filing-language rule for periodic reports read source https://assets.dfm.ae/docs/default-source/market-rules/dfm-listing-rules-module-english.pdf?sfvrsn=82811f81_10 · dated not found
`prospectus_regime`Offering and admission requirements, exemptions and thresholds	market ADX requirement No security may be listed on the Market without registration with the Authority market ADX requirement Listing application to include Listing prospectus according to the form approved by the Market; Subscription prospectus, if any market ADX threshold First category: net equity not less than 100% of paid-up capital, not less than 100 shareholders, free float not less than 20%, profits in at least two of three preceding financial years market DFM requirement Market approval not final unless the Authority approves the registration of the relevant Securities source https://www.adx.ae/-/media/adx/related-documents/market-rules/adx-rules-book-english.pdf · dated 2025-01-16
`product_disclosures`Product documents and pre-contract information duties	document Prospectus requirement making available to the Investors a Prospectus that complies with the requirements of the Collective Investment Law 2010 and CIR context condition for offering a Unit of a Fund under Article 50 of the Collective Investment Law 2010 (DIFC) source https://www.dfsa.ae/application/files/2915/8554/6898/MASClearsightLimited_4.pdf · dated 2020-03-30
`takeover_regime`Offer rules, control triggers and shareholder treatment	not found
`ownership_reporting`Significant holdings, beneficial ownership and notification duties	regime ADX listing application (Local Company) - Board of Directors report contents requirement The names of legal persons who own (5%) or more of the shares of the Company. threshold 5% regime ADX listing application (Local Company) - Board of Directors report contents requirement The names of natural people who own singly or jointly with their relatives (5%) or more of the shares of the Company. The Associated groups holding (5%) or more of the shares of the company threshold 5% source https://www.adx.ae/-/media/adx/related-documents/market-rules/adx-rules-book-english.pdf · dated 2025-01-16
`short_selling`Restrictions, disclosure, locate or borrowing requirements, emergency measures	not found
`market_abuse`Insider dealing, manipulation and related disclosure regimes	regime DFM Listing Rules 1.11 Insider Information and Insiders insider_list before the date of listing of the Issuer on the Market and at least once per calendar year thereafter, provide the Market with an up-to-date list of each of its Insiders pre_trade_notification before any of the individuals listed ... executes a trade in Securities of the Issuer ... ensure that such individual notifies the Market in writing pre_trade_approval must not submit an order to trade in Securities before it has obtained the approval of the Market inside_information_disclosure ensure that the Inside Information is published in a manner that enables the complete, correct and timely assessment of the information by the public source https://assets.dfm.ae/docs/default-source/market-rules/dfm-listing-rules-module-english.pdf?sfvrsn=82811f81_10 · dated 2025
`market_calendar`Authoritative calendars and exceptional closures	DFM Settlement and Trading Calendar page (dates did not render in fetch) source https://www.dfm.ae/the-exchange/news-disclosures/settlement-trading-calendar · dated not found
`halts_sources`Official halt and suspension sources with scope	title ADX Operational Rules Booklet - Article (10) Suspension of trade in the shares of the listed Local Company scope Cases in which the Market shall suspend trading in shares of listed Local Companies url https://www.adx.ae/-/media/adx/related-documents/market-rules/adx-rules-book-english.pdf source https://www.adx.ae/-/media/adx/related-documents/market-rules/adx-rules-book-english.pdf · dated 2025-01-16
`identifiers`Security and entity identifier conventions and validation sources	not found
`isin_prefix`ISIN prefix information and its limits as a jurisdiction indicator	AE - ANNA lists three entries under the AE prefix: Capital Markets Authority (CMA) for the United Arab Emirates; Nasdaq Dubai Ltd. for UAE-DIFC; Abu Dhabi Global Markets (ADGM) as Other source https://www.anna-web.org/home/anna-members/ · dated not found
`lei_requirements`Legal Entity Identifier requirements and authoritative lookup references	not found
`settlement`Settlement cycles by instrument and venue, exceptions and transition dates	not found
`clearing_and_custody`Clearing, depository, custody and asset-protection frameworks	framework DFSA Principles for Authorised Firms (GEN 4.2) – Customer assets & money scope DIFC (Dubai Financial Services Authority) requirement Arrange proper protection for customers’ assets or money. source https://www.dfsa.ae/application/files/2015/9003/5617/DFSA_Outreach_Introductory_Presentation.pdf · dated 4 June 2015
`corporate_actions`Rights, elections, notices and procedural deadlines	not found
`retail_access`Retail distribution limits, access restrictions and safeguards	venue DIFC (DFSA) safeguard Suitability: a firm is not permitted to recommend a financial product or service to a Client unless it has a reasonable basis for considering the recommendation to be suitable; must assess the Client's needs and objectives, financial situation and, to the extent relevant, risk tolerance, knowledge, experience and understanding of the risks involved exception For Professional Clients, the firm may limit the extent to which it considers suitability if it gives a written warning notice and the Professional Client gives express consent by signing that notice source https://www.dfsa.ae/application/files/2915/8554/6898/MASClearsightLimited_4.pdf · dated 2020-03-30
`cross_border_access`Foreign participation and cross-border offering or service restrictions	venue DIFC (DFSA) restriction Under Article 50 of the Collective Investment Law 2010, a person is prohibited from offering to existing or prospective investors a Unit of a Fund unless conditions are met, including making available a compliant Prospectus, being a Fund Manager or authorised under its Licence to offer Units of a Fund, and making the Offer in accordance with the Collective Investment Law 2010 and CIR; marketing of Foreign Funds governed by CIR 15.1.3 source https://www.dfsa.ae/application/files/2915/8554/6898/MASClearsightLimited_4.pdf · dated 2020-03-30
`tax_at_source`Withholding regimes by income, instrument and recipient category; relief conditions	not found
`fees_and_levies`Transaction taxes, statutory levies and relevant charges	not found
`conduct_and_conflicts`Conduct, inducement and conflict-management duties relevant to distribution	duty Suitability (DFSA COB Rules, DIFC) requirement not permitted to recommend a financial product or service to a Client unless it has a reasonable basis for considering the recommendation to be suitable for the particular Client assessment appropriate assessment of the particular Client's needs and objectives, financial situation and, to the extent relevant, their risk tolerance, knowledge, experience and understanding of the risks involved duty Limitation of suitability for Professional Clients requirement written warning in the form of a notice clearly stating either that it will not consider suitability, or will consider suitability only to the extent specified in the notice; and the Professional Client has given his express consent, after a proper opportunity to consider the warning, by signing that notice source https://www.dfsa.ae/application/files/2915/8554/6898/MASClearsightLimited_4.pdf · dated 2020-03-30
`recordkeeping`Retention, evidence, format and reconstruction requirements	not found
`complaints_and_redress`Complaint, escalation and redress routes	route DFSA direction to effect restitution or compensation under Article 90(2)(c) of the Regulatory Law (DIFC) detail may make a direction requiring the person to effect restitution or compensate any other person in respect of the contravention within such period and on such terms as the DFSA may direct source https://www.dfsa.ae/application/files/2915/8554/6898/MASClearsightLimited_4.pdf · dated 2020-03-30
`effective_changes`Enacted, proposed and transitional changes, kept distinguishable	not found
`additional_duty_fields`Further sourceable duty-relevant fields, introduced through a versioned catalogue extension	not found

chapter ae.chapter.v14 · sm-eco-10060.org/market/ae/

ACM-68000 (Agent Clearance Manifest) signals

Signal	Reading	Boundary
ACM-200	Cleared	The specified read or action has cleared the applicable registered checks in the stated context.
ACM-403	Restricted or halted	Evidence establishes a restriction or an applicable halt under the selected revision.
ACM-404	Not on the register	The named lookup target is absent from the identified register. This establishes neither global absence nor prohibition.
ACM-451	Read the filing	The binding requires the identified filing or source to be read before a conclusion or a progression.

Machine surfaces

/protocol.json · /signals.json · /nodes.json · /health.json · /dataset.jsonld · /llms.txt · /index.md · /auth.md · /.well-known/agent-card.json · /.well-known/ai-catalog.json · /.well-known/api-catalog · /.well-known/acm-68000.json · /.well-known/security.txt